Many observers have suggested that Obama's foreign policy agenda has
abandoned the Bush Administration's emphasis on promoting democracy,
including human rights. Much was made of President Obama's statement in
his inaugural address: "To those who cling to power through corruption
and deceit and the silencing of dissent, know that you are on the wrong
side of history, but that we will extend a hand if you are willing to
unclench your fist." Others have pointed out, critically, that
Secretary of State Hilary Clinton did not raise objections to China's
deplorable human rights record during her first visit to that country
as an Obama administration official.
The Bush Administration's policy and the related Neo Con position
relied on the observation that only democracies make reliable partners
in peace because only democracies do not wage war against other
democracies. Hence, when the United States encounters non-democratic
regimes (such as those of Saddam's Iraq, Iran, and North Korea),
changing these into democratic ones was regarded not merely a matter of
promoting political justice, of creating a regime we believe in, or of
bringing the fruits and joys of freedom to oppressed people, but was
regarded as a prerequisite for peace and security. Forced
democratization for the sake of security was a common rationale given
for the 2003 invasion of Iraq; for the military and national
reconstruction efforts in Afghanistan; the CIA support for opposition
groups in Iran, and other Bush administration policies.
This forced democratization approach has been questioned on several
grounds: the same US government that promoted such changes has
supported non-democratic regimes in a considerable number of other
states, including Saudi Arabia and Egypt; the correlations between
democratic regimes and peace is much overstated (e.g., Israel invaded
Lebanon); the imposed regimes are at best very flawed democracies; and
the human costs of forced regime change are very high. Hence, the
suggestions to forgo such regime changes altogether.
Several influential foreign policy mavens have argued explicitly for
lowering the bar for admission to the international community--for
allowing a nation to become a member in good standing without first
democratizing. Some of them draw on John Rawls, one of the most highly
regarded liberal philosophers of our age, who, in his 1999 The Law of Peoples,
argued that liberal societies ought to build an international community
that reflected the liberal value of toleration of difference, and which
would thus include not only liberal societies, but all "decent"
ones--including hierarchical, non-democratic societies. In a recent
article in Democracy: A Journal of Ideas, Charles Kupchan and
Adam Mount suggested that "the terms of the next [international] order
should be negotiated among all states, be they democratic or not" and
should include all nations that are broadly responsive to the needs of
their members--that is, which serve their wellbeing. The authors use
the term autonomy, but it is clear that they mean to include and accord
full measure in rule-setting to such nations as China and Russia. The
only nations that would not qualify under this "autonomy rule" are
nations that commit genocide or are otherwise abusive of their people
such as North Korea and Burma. In short, in sharp contrast to the Bush
administration, a democratic regime is not deemed to be a prerequisite
for being a full member in the new global order. Earlier, in the
November/December 2007 issue of The American Interest as the
Bush administration was entering its final throes, Barry Posen called
for a foreign policy of "restraint" and "modesty", arguing that "the
United States needs to be more reticent about the use of military
force; more modest about the scope for political transformation within
and among countries..."
These discussions and many others like them ignore a key distinction
that is crucial for the issue at hand: the difference between forced
regime change and the non-lethal promotion of democracy. In Security First,
I suggested that as long as a nation does not support terrorism, did
not develop or acquire WMD to threaten with other nations, and did not
commit genocide or ethnic cleansing, it should be considered as having
met the minimal requirements for membership in the international
community (Libya, which abandoned its WMD program and renounced
terrorism, is a case in point.) And I detailed the difficulties in
developing democracy through long distance social engineering, by a
foreign power. I stressed, however, that the rejection of forced regime
change as a strategy to promote peace and security need not be
understood to mean that we should cease promoting democracy, but only
that we must limit ourselves to doing so by non-lethal means.
Like most stark dichotomies, the notion that we either promote
democracy or we do not, disregarding differences in means, is a false
one. I see no reason the US should cease to educate, persuade, and lead
by example toward the development of democratic regimes anytime any
place, and--if other nations are so inclined--for them to use such
non-lethal means to promote their ideas of what a good regime makes.
The list of non-lethal means is well-known and, indeed, very widely
employed, usually with little ill effect. These include dissemination
of texts, educational films, lectures and the use of scores of other
cultural means; exchanges of leaders, students, professional and
others; supporting local NGOs; sending of election observers; leading
by example by improving our own democracy; providing people with new
means of communication such as low costs radios, access to the internet
and even cell phones, among others.
To favor the use of non-lethal means of democratization and to reject
forced regime changes does not mean that one favors hectoring other
regimes, denouncing them publicly, or lecturing them about the defects
of their system and the virtues of ours. As with all educational means,
the tools of non-lethal democratization are best tailored to fit those
we are trying to reach. By and large, humiliating other nations does
not work any better than humiliating students in a classroom. True,
there are occasions when the conduct of a nation is so outrageous, as
when China massacred protesters in Tiananmen Square, that public
condemnations are called for. But, most times, being judicious rather
than judgmental is more effective.
Economic sanctions do not fit neatly into either category. They are not
lethal in the same way as occupations and extensive bombing runs are,
and do not constitute outright forced regime changes. At the same time,
sanctions are not strictly non-lethal means which seek to change the
hearts and minds of the people involved rather than deprive them in
order to coerce them to yield; Saddam and many human rights
organizations claimed that hundreds thousands of children died as a
result of the sanctions imposed on Iraq by US and its allies in the 90s.
Three notes are hence called for in assessing the merits of economic
sanctions for democracy promotion. First, truly non-lethal measures are
to be preferred to economic sanctions, because the latter can have some
lethal effects. Second, sanctions should be rarely applied. I expect
that a full study would show that under most conditions engagement is
much more effective than sanctions (typically coupled with other
isolation measures). For instance, the US has isolated and sanctioned
Cuba and North Korea for decades--policies which have not led to
democratization or regime change--while it engaged China and Vietnam
and achieved comparatively much more favorable results. Finally, even
if economic and other sanctions do work under some conditions, there
seems to be no reason to doubt that truly non lethal means of the kind
listed above--when they work, however slowly--lead to changes that have
lower human costs and lead to people and regimes who truly embrace
democracy rather than merely pay dues to gain reprise from sanctions.
In short, in the new era, we should not cease promoting democracy in
the name of a new global tolerance and pluralism, but rather, should
limit such promotion to non-lethal means for all nations that do wage
war and terrorize others or their own people.
Amitai Etzioni is Professor of International Relations at The George Washington University and author of Security First (Yale, 2007). For more, go here.